Shad Earl Spurgin
Investment adviser representative at Edelman Financial Engines
11 yearsExperience
4 statesRegistered in
$326.3BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Edelman Financial EnginesMar 2026 to now
- Fine AgencyOct 2025 to Mar 2026
- UnemployedJun 2025 to Oct 2025
- Morgan StanleyJan 2023 to Jun 2025
- E*trade Capital Management LLCJan 2020 to Sep 2023
- E*trade Securities LLCJan 2020 to Sep 2023
- TD AmeritradeJul 2019 to Jan 2020
- Self EmployedDec 2018 to Jul 2019
- E*trade Securities LLCJun 2015 to Dec 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2020
State registrations
Registered as an investment adviser representative in 4 states (AZ, TX, UT, VA).
Edelman Financial Engines
Legal name: Financial Engines Advisors L.L.C.
$326.3BAssets managed
1,244,406Clients
721Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6418122
- Firm CRD
- 104510