Joseph Dinaso
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
3 statesRegistered in
$310.4BFirm assets
49 yearsFirm in business
Are you Joseph Dinaso? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCMay 2026 to now
- Nationwide Investment Services CorporationJun 2023 to May 2026
- Wells Fargo Funds Distributor, LLCApr 2021 to Jun 2023
- Dunham & Associates Investment Counsel, Inc.Mar 2020 to Apr 2021
- Dunham & Associates Investment Counsel, Inc.Jun 2019 to Feb 2020
- Prudential Investment Management Services LLCJan 2016 to Jun 2019
- The Prudential Insurance Company of AmericaJan 2016 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 3 states (NH, TX, VI).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6417031
- Firm CRD
- 31194