Rodrick Kevin Sullivan
Investment adviser representative at Schwab Wealth Advisory, Inc.
12 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Charles Schwab & Co., Inc.Jul 2025 to now
- Schwab Wealth Advisory, Inc.Jul 2025 to now
- J.P. Morgan Securities LLCMar 2022 to Jul 2025
- JPMorgan Chase Bank, N.A.Mar 2022 to Jul 2025
- Valic Financial Advisors, Inc.Jan 2019 to Mar 2022
- Allstate Insurance CompanyJan 2017 to Jan 2019
- Nylife Securities LLCMar 2015 to Feb 2017
- New York Life Insurance CompanyOct 2014 to Feb 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 2 states (GA, TX).
Schwab Wealth Advisory, Inc.
$0Assets managed
0Clients
1,680Advisers
14 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6414948
- Firm CRD
- 159035