Kimberly D Austin
Investment adviser representative at Robert W. Baird & Co. Incorporated
12 yearsExperience
2 statesRegistered in
$394.1BFirm assets
55 yearsFirm in business
Are you Kimberly D Austin? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-basedOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Robert W. Baird & Co. IncorporatedMay 2025 to now
- Rw BairdMay 2025 to now
- Bank of America, N.A.Sep 2023 to Apr 2025
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2023 to Apr 2025
- Wells Fargo Clearing ServicesApr 2023 to Aug 2023
- Franklin Distributors, LLCFeb 2022 to Mar 2023
- UnemployedAug 2021 to Feb 2022
- Edward JonesNov 2014 to Aug 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2022
- Series 65 · Uniform Investment Adviser Law2023
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Robert W. Baird & Co. Incorporated
$394.1BAssets managed
241,359Clients
2,633Advisers
55 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6414780
- Firm CRD
- 8158