Shawn Benjamin Mahoney
Investment adviser representative at Principal Securities, Inc.
13 yearsExperience
2 statesRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- Principal Securities, Inc.Mar 2025 to now
- Principal Life Insurance CompanyMar 2025 to now
- Nylife Securities, LLCJun 2024 to Mar 2025
- New York Life Insurance CoMay 2024 to Mar 2025
- UpworkNov 2023 to Jun 2024
- UberNov 2023 to Jan 2024
- UnemployedAug 2023 to Oct 2023
- Neuroleadership InstituteJul 2022 to Jul 2023
- Slalom ConsultingJul 2019 to Jun 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Jul 2019
- Wells Fargo Advisors, LLCOct 2014 to Nov 2016
- Emc2 the World dba Globalwise CommunitiesMar 2013 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2015
- Series 63 · Uniform Securities Agent State Law2024
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6411181
- Firm CRD
- 1137