Carlos Di ponio
Investment adviser representative at Transamerica Financial Advisors, LLC
16 yearsExperience
1 stateRegistered in
$2.1BFirm assets
35 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
16 years in the industry.
- Transamerica Financial Advisors, IncDec 2020 to now
- Wfg DirectApr 2020 to now
- World Financial Group, Inc.Apr 2020 to now
- Dacha Film CompanyNov 2018 to now
- The Jordan Charles CompanyJun 2018 to now
- Allpro TutorsSep 2017 to now
- Annabill Artist ProductionsDec 2015 to now
- Ca Insurance Producer - Renewals CommissionsApr 2015 to now
- Owner of Rental Real Property - Condo Unit 1Jan 2013 to now
- Owner of Rental Real Property - Condo Unit 2Jan 2010 to now
- Capital Growth, Inc.Feb 2018 to Dec 2018
- Independent Financial Group, LLCFeb 2018 to Dec 2018
- Self EmployedFeb 2016 to Feb 2018
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (CA).
Transamerica Financial Advisors, LLC
$2.1BAssets managed
42,735Clients
1,121Advisers
35 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6408074
- Firm CRD
- 16164