James Richard Plantholt
Investment adviser representative at Key Investment Services LLC
12 yearsExperience
1 stateRegistered in
$8.9BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
12 years in the industry.
- Key Investment Services LLCJan 2026 to now
- Keybank NANov 2025 to now
- Planned Results, Inc.Jun 2021 to Aug 2025
- Raymond James Financial ServicesJun 2021 to Aug 2025
- Raymond James Financial Services AdvisorsJun 2021 to Aug 2025
- Bank of America, N.A.Jun 2019 to May 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 2019 to May 2021
- Army National GuardNov 2015 to Nov 2024
- Citizens Securities, Inc.Nov 2015 to Jun 2019
- Citizens BankSep 2014 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 1 state (NY).
Key Investment Services LLC
$8.9BAssets managed
34,920Clients
643Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6407330
- Firm CRD
- 136300