Vincent John Klein
Investment adviser representative at Cambridge Investment Research Advisors, Inc.
15 yearsExperience
2 statesRegistered in
$138.7BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Market timing
- Seminars and workshops
Experience
15 years in the industry.
- Cambridge Investment Research Advisors, Inc.Aug 2024 to now
- Cambridge Investment Research, Inc.Aug 2024 to now
- Cvk Properties, LLCMay 2014 to now
- New Perspective Financial, LLCJan 2013 to now
- Motor Transport AllianceJun 2012 to now
- Christ Prince of Peace Knights of Columbus CouncilJan 2011 to now
- Saxony Capital ManagementJan 2018 to Aug 2024
- Saxony SecuritiesJan 2018 to Aug 2024
- Madison Avenue SecuritiesApr 2016 to Dec 2017
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (MO, TX).
Cambridge Investment Research Advisors, Inc.
$138.7BAssets managed
361,213Clients
3,884Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6405729
- Firm CRD
- 134139