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Fred Debow Rice

Investment adviser representative at LPL Enterprise, LLC
12 yearsExperience
1 stateRegistered in
$24.9BFirm assets
2 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

12 years in the industry.

  1. LPL Enterprise, LLCMar 2025 to now
  2. UnemployedOct 2024 to Feb 2025
  3. LPL FinancialFeb 2024 to Sep 2024
  4. Stratos Wealth Partners, LtdFeb 2024 to Aug 2024
  5. Royal Alliance Associates, Inc.Jun 2022 to Feb 2024
  6. E*trade Capital Management LLCDec 2020 to Jun 2022
  7. E*trade Securities LLCDec 2020 to Jun 2022
  8. J.P. Morgan Chase Bank, N.A.Sep 2020 to Dec 2020
  9. J.P. Morgan Securities, LLCSep 2020 to Dec 2020
  10. UnemployedJun 2020 to Aug 2020
  11. Charles Schwab & Co., Inc.Sep 2014 to May 2020
  12. Charles Schwab BankSep 2014 to May 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2015
  • Series 66 · Uniform Combined State Law2016

State registrations

Registered as an investment adviser representative in 1 state (CA).

LPL Enterprise, LLC

$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6403739
Firm CRD
8733
Advisor's SEC record (opens in a new tab)
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