Nicholas Richard galli Sterling
Investment adviser representative at Oppenheimer & Co. Inc.
2 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$36.7BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
2 years in the industry.
- Oppenheimer & Co. Inc.Oct 2018 to now
- J.P. Morgan Securities LLCMar 2018 to Oct 2018
- JP Morgan Chase Bank, N.A.Mar 2018 to Oct 2018
- Charles Schwab & Co., Inc.Jun 2016 to Mar 2018
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Oppenheimer & Co. Inc.
$36.7BAssets managed
39,036Clients
1,161Advisers
71 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6403270
- Firm CRD
- 249