Joseph Appleton Bassett
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCNov 2023 to now
- UnemployedNov 2022 to Nov 2023
- Cetera AdvisorsNov 2021 to Nov 2022
- Mckinney Capital ManagementOct 2021 to Nov 2022
- Brighthouse FinancialSep 2019 to Nov 2021
- Allianz Life Financial Services, LLCSep 2014 to Sep 2019
- Allianz Life Insurance Company of North AmericaSep 2014 to Sep 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6403085
- Firm CRD
- 6413