Douglas W Thompson
Investment adviser representative at Regatta Research & Money Management L.L.C.
20 yearsExperience
1 stateRegistered in
$211.5MFirm assets
25 yearsFirm in business
Are you Douglas W Thompson? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Regatta Research & Money Management L.L.C.Oct 2006 to now
Exams passed
No exams in this record.
State registrations
Registered as an investment adviser representative in 1 state (LA).
Regatta Research & Money Management L.L.C.
$211.5MAssets managed
554Clients
6Advisers
25 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6402838
- Firm CRD
- 113181