Sydney Lee Pemberton
Investment adviser representative at Ae Wealth Management, LLC
10 yearsExperience
2 statesRegistered in
$49.8BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Ae Wealth Management, LLCNov 2025 to now
- Ae Financial Services, LLCNov 2025 to now
- Edward JonesNov 2024 to Oct 2025
- UnemployedFeb 2021 to Nov 2024
- Alpaca Securities LLCFeb 2021 to Sep 2023
- Alpacadb, Inc.Feb 2021 to Sep 2023
- Waddell & Reed, IncMar 2017 to Feb 2021
- Bank of America, N.A.Aug 2016 to Mar 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 2016 to Mar 2017
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 2 states (KS, MO).
Ae Wealth Management, LLC
$49.8BAssets managed
128,073Clients
464Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6401523
- Firm CRD
- 282580