David Brian Farrell
Investment adviser representative at 49 Financial
12 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Oakwood Capital Securities, Inc.Jan 2024 to now
- 49 FinancialJan 2023 to now
- 49 Wealth Management LLCJan 2023 to now
- Thrivent Advisor Network, LLCJun 2020 to Dec 2022
- Purshe Kaplan Sterling Investments, IncOct 2019 to Jan 2024
- AXA Advisors LLCNov 2014 to Oct 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6400947
- Firm CRD
- 319484