Albert Diaz
Investment adviser representative at RBC Rochdale, LLC
11 yearsExperience
1 stateRegistered in
$73BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
11 years in the industry.
- RBC Rochdale, LLCSep 2025 to now
- City National RochdaleMay 2025 to now
- City National SecuritiesJun 2021 to May 2025
- Franklin Templeton InvestmentsDec 2019 to Jun 2021
- U.S. Bancorp Investments, Inc.May 2018 to Dec 2019
- U.S. BankJul 2015 to Dec 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2018
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6400062
- Firm CRD
- 117198