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Courtney Cain

Investment adviser representative at Empower Advisory Group, LLC
11 yearsExperience
1 stateRegistered in
$195.4BFirm assets
25 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat fee

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Seminars and workshops

Experience

11 years in the industry.

  1. Empower Advisory Group, LLCJan 2026 to now
  2. Empower Financial Services, IncJan 2026 to now
  3. Fidelity InvestmentsDec 2024 to Jan 2026
  4. CitiAug 2022 to Nov 2024
  5. AmazonJun 2021 to Aug 2022
  6. Booz Allen HamiltonSep 2020 to Jun 2021
  7. Department of DefenseMay 2015 to Nov 2020

Exams passed

  • Series 66 · Uniform Combined State Law2023

State registrations

Registered as an investment adviser representative in 1 state (MD).

Empower Advisory Group, LLC

$195.4BAssets managed
297,074Clients
1,979Advisers
25 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6399864
Firm CRD
112058
Advisor's SEC record (opens in a new tab)
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