Marco A Rodriguez
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCJul 2026 to now
- Westwind CapitalJan 2024 to Jul 2026
- Spence Asset ManagementApr 2022 to Jan 2024
- Finhabits Advisors LLCMay 2021 to Apr 2022
- Wells Fargo Clearing Services LLCJan 2018 to Apr 2021
- Bbva Compass Insurance Agency IncNov 2017 to Jan 2018
- Bbva Wealth Solutions Inc.Nov 2017 to Jan 2018
- Bbva Securities IncSep 2017 to Jan 2018
- Compass BankAug 2017 to Jan 2018
- Continental Garcia MotorsNov 2014 to Dec 2017
- Charles SchwabSep 2014 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2016
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6398971
- Firm CRD
- 6413