Mathew Edward Spencer
Investment adviser representative at Saratoga Research & Investment Management
12 yearsExperience
1 stateRegistered in
$2.5BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Saratoga Research and Investment ManagementApr 2019 to now
- Jmp Securities LLCSep 2014 to Mar 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2019
State registrations
Registered as an investment adviser representative in 1 state (CA).
Saratoga Research & Investment Management
$2.5BAssets managed
2,740Clients
15Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6397158
- Firm CRD
- 110506