Tyler John Westphal
Investment adviser representative at Raymond James Financial Services Advisors, Inc
10 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$390BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissionsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Raymond James Financial Services Advisors, Inc.Sep 2023 to now
- Raymond James Financial Services, Inc.Sep 2023 to now
- Charles Schwab & Co., IncDec 2018 to Sep 2023
- Charles Schwab BankDec 2018 to Sep 2023
- Brian EderNov 2018 to Nov 2018
- Northwestern Mutual Wealth Management CompanyDec 2017 to Nov 2018
- Northwestern Mutual Investment Services LLCNov 2017 to Nov 2018
- Charles SchwabMay 2016 to Sep 2017
- Charles Schwab & Co., Inc.May 2016 to Sep 2017
- Charles Schwab BankMay 2016 to Sep 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (MN, TX).
Raymond James Financial Services Advisors, Inc
$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6397133
- Firm CRD
- 149018