James C Kelly
Investment adviser representative at Northwestern Mutual Investment Services,LLC
10 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$0Firm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Experience
10 years in the industry.
- Northwestern Mutual Investment Services, LLCOct 2025 to now
- Northwestern Mutual Life Insurance CompanyAug 2025 to now
- Wells Fargo BankMar 2022 to May 2025
- Wells Fargo Clearing ServicesMar 2022 to May 2025
- Drexel University School of LawMar 2022 to May 2024
- PNC BankNov 2017 to Mar 2022
- West Capital ManagementOct 2016 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law2015
- Series 66 · Uniform Combined State Law2022
State registrations
Registered as an investment adviser representative in 1 state (WI).
Northwestern Mutual Investment Services,LLC
Legal name: Northwestern Mutual Investment Services, LLC
$0Assets managed
1Clients
2,130Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6397033
- Firm CRD
- 2881