Sandra Louise Swanson
Investment adviser representative at Potentia Wealth
12 yearsExperience
1 stateRegistered in
$569.1MFirm assets
2 yearsFirm in business
Are you Sandra Louise Swanson? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Potentia WealthSep 2014 to now
- Mariner IndependentNov 2016 to Apr 2024
- Strategic Wealth Advisors GroupNov 2016 to Nov 2016
- LPL Financial LLCOct 2016 to Jun 2021
Exams passed
- Series 66 · Uniform Combined State Law2016
State registrations
Registered as an investment adviser representative in 1 state (CA).
Potentia Wealth
Legal name: Potentia Ria, LLC
$569.1MAssets managed
731Clients
9Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6396379
- Firm CRD
- 329135