Nora Lentz Mickelson
Investment adviser representative at Principal Securities, Inc.
10 yearsExperience
1 stateRegistered in
$17BFirm assets
28 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Principal Securities, Inc.Mar 2026 to now
- Principal Life Insurance CompanyMar 2026 to now
- UnemployedNov 2025 to Mar 2026
- TIAAJan 2022 to Nov 2025
- TIAA-CREF Individual & Institutional Services, LLCJan 2022 to Nov 2025
- UnemployedJun 2021 to Dec 2021
- Edward JonesFeb 2019 to May 2021
- UnemployedSep 2018 to Jan 2019
- Wells Fargo Clearing Services, LLCJun 2016 to Aug 2018
- Wells Fargo Bank, NAMay 2016 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (OR).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6395335
- Firm CRD
- 1137