Timothy Faig
Investment adviser representative at RBC Capital Markets, LLC
10 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- RBC Capital Markets, LLCJul 2025 to now
- Thrivent Investment Management Inc.Sep 2024 to Jul 2025
- Purshe Kaplan Sterling InvestmentsApr 2024 to Sep 2024
- Thrivent Advisor Network d/b/a Crossroads Financial GroupMar 2024 to Jul 2025
- Fidelity InvestmentsApr 2023 to Mar 2024
- Angeno's Pizza and PastaNov 2022 to Apr 2023
- Thrivent FinancialMar 2018 to Apr 2023
- Thrivent Investment Management IncMar 2018 to Apr 2023
- Scottrade, Inc.Sep 2016 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MN).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6394701
- Firm CRD
- 31194