Christopher Andrew Vaughn
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
Contact this advisor
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
12 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- FWPP Insurance LLCJun 2023 to now
- Family Wealth Planning PartnersDec 2022 to now
- Ifp Securities, LLCJun 2019 to Apr 2023
- Independent Financial PartnersJun 2019 to Dec 2022
- Thrivent FinancialJun 2017 to May 2019
- Thrivent Investment Managment IncJun 2017 to May 2019
- Foresters FinancialJun 2015 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (IN, KY).
Family Wealth Planning Partners
Legal name: Family Wealth Planning Partners LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 6386548
- 323656