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Sergey V Smirnov

Investment adviser representative at Fisher Investments
3 yearsExperience
2 statesRegistered in
$386.7BFirm assets
39 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

3 years in the industry.

  1. Fisher InvestmentsNov 2017 to now
  2. TIAAFeb 2017 to Nov 2017
  3. TIAA-CREF Individual & Institutional Services, LLCFeb 2017 to Nov 2017
  4. The Vanguard Group, Inc.Aug 2014 to Feb 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2014
  • Series 66 · Uniform Combined State Law2017

State registrations

Registered as an investment adviser representative in 2 states (TX, WA).

Fisher Investments

Legal name: Fisher Asset Management, LLC

$386.7BAssets managed
199,922Clients
2,984Advisers
39 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6385272
Firm CRD
107342
Advisor's SEC record (opens in a new tab)
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