Phuong Mai
Investment adviser representative at Ameriprise Financial Services, LLC
12 yearsExperience
1 stateRegistered in
$660.5BFirm assets
39 yearsFirm in business
Are you Phuong Mai? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
12 years in the industry.
- Ameriprise Financial Services, LLCMar 2026 to now
- Kestra Advisory Services, LLCMar 2024 to Feb 2026
- Kestra Investment ServicesNov 2020 to Feb 2026
- Transitions Wealth AdvisorsNov 2020 to Feb 2026
- Stay At Home MomJun 2020 to Nov 2020
- Transitions Wealth AdvisorsJul 2019 to Jun 2020
- Stay At Home MomJan 2019 to Jul 2019
- Kestra Investment ServicesMar 2016 to Dec 2018
- Transitions Wealth AdvisorsAug 2014 to Dec 2018
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
Ameriprise Financial Services, LLC
$660.5BAssets managed
1,386,329Clients
12,701Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6381271
- Firm CRD
- 6363