Ken David Obray
Investment adviser representative at Foundations Investment Advisors LLC
12 yearsExperience
1 stateRegistered in
$10.1BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- Foundations Investment Advisors LLCFeb 2025 to now
- Asset Preservation Wealth and TaxOct 2024 to now
- Financial Engines Advisors L.L.C.Jun 2021 to Sep 2024
- Financial Engines Adivsors L.L.C.Jul 2017 to Jun 2021
- Bank of America, N.A.Aug 2014 to Jul 2017
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2014 to Jul 2017
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 1 state (AZ).
Foundations Investment Advisors LLC
$10.1BAssets managed
29,663Clients
293Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6380345
- Firm CRD
- 175083