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Ogden Hammond

Investment adviser representative at UBS Financial Services Inc.
13 yearsExperience
1 stateRegistered in
$915.8BFirm assets
55 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

13 years in the industry.

  1. UBS Financial Services Inc.Jan 2025 to now
  2. Ghep Capital LLCJun 2023 to Dec 2024
  3. Peraspera Holdings LLCDec 2022 to Dec 2024
  4. J.P. Morgan Securities LLCAug 2020 to Sep 2022
  5. JPMorgan Chase Bank, N.A.Jul 2020 to Sep 2022
  6. J.P. Morgan Institutional Investments Inc.Aug 2014 to Jul 2020
  7. JPMorgan Investment Managament Inc.Jan 2013 to Jul 2020

Exams passed

  • Series 63 · Uniform Securities Agent State Law2015
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (NY).

UBS Financial Services Inc.

$915.8BAssets managed
1,144,588Clients
9,366Advisers
55 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6379863
Firm CRD
8174
Advisor's SEC record (opens in a new tab)
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