Serena Kim
Investment adviser representative at LPL Enterprise, LLC
15 yearsExperience
2 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
15 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- Prudential Insurance Company of AmericaJul 2014 to now
- Srk Consulting ServicesFeb 2018 to Nov 2024
- DickersonAug 2017 to Nov 2024
- Word & Brown HealthDec 2016 to Nov 2024
- Ca Health Benefit ExchangeApr 2016 to Nov 2024
- Pruco Securities, LLC.Jul 2014 to Nov 2024
- Jadience Herbal FormulasJan 2011 to Jul 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6379220
- Firm CRD
- 8733