Joshua James Brock
Investment adviser representative at Wells Fargo Advisors
20 yearsExperience
1 stateRegistered in
$252.3BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
20 years in the industry.
- Wells Fargo Advisors Financial Network, LLCSep 2026 to now
- Jtmlc2, LLCAug 2020 to now
- Wbhf Am 1450/fm 100.3Aug 2006 to now
- Raymond James Financial Services, IncFeb 2019 to Sep 2026
- Park Avenue Securities LLCSep 2014 to Feb 2019
- Learfield Sports, LLCAug 2014 to Apr 2026
- Guardian Life Insurance CoJul 2014 to Feb 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 1 state (GA).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6376980
- Firm CRD
- 11025