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Levi R Sullivan

Investment adviser representative at Northwestern Mutual Investment Services,LLC
19 yearsExperience
1 stateRegistered in
$0Firm assets
54 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Fixed or flat feeOther

Experience

19 years in the industry.

  1. Northwestern Mutual Wealth Management CompanyNov 2019 to now
  2. Northwestern Mutual Investment Services, LLCSep 2019 to now
  3. Northwestern Mutual Life Insurance CompanySep 2019 to now
  4. Sullivan Sign CoMay 2007 to now
  5. Northwestern Mutual Investment Services LLCMay 2017 to Feb 2019
  6. Northwestern Mutual Wealth Management CompanyMay 2017 to Feb 2019
  7. Matthew CarothersMar 2017 to Feb 2019
  8. Edward D JonesAug 2014 to Dec 2016

Exams passed

  • Series 66 · Uniform Combined State Law2016

State registrations

Registered as an investment adviser representative in 1 state (IN).

Northwestern Mutual Investment Services,LLC

Legal name: Northwestern Mutual Investment Services, LLC

$0Assets managed
1Clients
2,130Advisers
54 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6376861
Firm CRD
2881
Advisor's SEC record (opens in a new tab)
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