Johnny Lee Cavazos
Investment adviser representative at LPL Financial LLC
12 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Johnny Lee Cavazos? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCSep 2024 to now
- Lincoln Financial Advisors CorporationFeb 2021 to Sep 2024
- Equitable Advisors, LLCNov 2019 to Feb 2021
- AXA Advisors, LLCNov 2019 to Jun 2020
- Johnny Cavazos, LLCJun 2019 to Dec 2022
- UnemployedApr 2019 to May 2019
- JPMorgan Securities LLCJul 2014 to Mar 2019
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6376456
- Firm CRD
- 6413