Nicholas Hood
Investment adviser representative at Esi Financial Advisors
20 yearsExperience
1 stateRegistered in
$2.8BFirm assets
34 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
20 years in the industry.
- Equity Services, Inc.Mar 2026 to now
- National Life GroupMar 2026 to now
- Cambridge Investment Research Advisors, Inc.Nov 2024 to Jan 2026
- Cambridge Investment Research, Inc.Nov 2024 to Jan 2026
- MML Investors ServicesSep 2019 to Nov 2024
- MassmutualAug 2019 to Nov 2024
- First Financial GroupMar 2017 to Aug 2019
- Guardian Life Insurance Co of AmericaMar 2017 to Jun 2019
- Park Avenue Securities, LLCMar 2017 to Jun 2019
- Aspire Wealth PlannerApr 2015 to Feb 2017
- Hornor Townsend & Kent IncApr 2015 to Feb 2017
- Penn Mutual Life Ins CoApr 2015 to Feb 2017
- Nick Hood PhotographySep 2010 to Sep 2025
- Towson University's Stephens Hall TheatreJul 2006 to Sep 2025
Exams passed
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MD).
Esi Financial Advisors
Legal name: Equity Services, Inc.
$2.8BAssets managed
12,379Clients
504Advisers
34 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6372859
- Firm CRD
- 265