Derric Dumont
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
14 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedOct 2024 to now
- Ameriprise Financial Services, LLCOct 2023 to Aug 2024
- Post UniversityAug 2021 to Oct 2023
- Truist Investment Services, Inc.Apr 2021 to Feb 2022
- UnemployedSep 2020 to Apr 2021
- Wells Fargo Clearing Services, LLCNov 2016 to Sep 2020
- Wells Fargo Advisors, LLC.Jul 2014 to Nov 2016
- Wells Fargo Bank NAJul 2012 to Sep 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2018
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6372717
- Firm CRD
- 7691