Travis Cade Neiswender
Investment adviser representative at LPL Financial LLC
13 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
13 years in the industry.
- LPL Financial LLCNov 2025 to now
- Unitedone Credit UnionNov 2025 to now
- Wells Fargo BankJan 2025 to Oct 2025
- Jared Galleria of JewelryDec 2024 to Jan 2025
- Reagan Outdoor AdvertisingAug 2024 to Dec 2024
- Red Balloon Toy StoreSep 2015 to Feb 2023
- Transamerica Financial Advisors, IncJul 2014 to Jun 2024
- Rc WilleyJun 2013 to Aug 2024
- World Financial Group, Inc.Sep 2012 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (WI).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6372394
- Firm CRD
- 6413