Tahsin Nawaz Faruki
Investment adviser representative at LPL Financial LLC
10 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
10 years in the industry.
- LPL Financial LLCApr 2024 to now
- Pen Fed Credit UnionApr 2024 to now
- MML Investors Services, LLCDec 2023 to Apr 2024
- Massmutual Life Insurance CoNov 2023 to Apr 2024
- Wells Fargo Clearing Services, LLCSep 2018 to Aug 2023
- Wells Fargo Bank, NAJun 2018 to Aug 2023
- Metlife Investors Distribution CompanyJun 2016 to Jun 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 1 state (MD).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6371403
- Firm CRD
- 6413