Nicholas Guccia
Investment adviser representative at Cetera Investment Advisers LLC
10 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Cetera Investment Advisers LLCApr 2024 to now
- Cetera Investment Services LLCApr 2024 to now
- Regions BankApr 2024 to now
- Pruco Securities LLCSep 2023 to Feb 2024
- The Prudential Insurance Company of AmericaSep 2023 to Feb 2024
- Wells Fargo Clearing Services, LLCApr 2023 to Sep 2023
- Cetera Investment Advisers LLCAug 2021 to Apr 2023
- Citizens & Northern BankMar 2021 to Aug 2021
- LPL Financial, LLCJun 2016 to Mar 2021
- N B T Bank, N.A.Jun 2016 to Mar 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 1 state (TN).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6370707
- Firm CRD
- 105644