Edmund Michael Haspett
Investment adviser representative at HSBC Securities (USA) Inc.
18 yearsExperience
21 statesRegistered in
$3.8BFirm assets
21 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
18 years in the industry.
- HSBC Securities (USA) Inc.Jul 2025 to now
- HSBC Bank USA, N.A.Jul 2025 to now
- TIAAJun 2022 to Jul 2025
- TIAA-CREF Individual & Institutional Services, LLCJun 2022 to Jul 2025
- HSBC Securities (USA) Inc.Jul 2014 to May 2022
- HSBC Bank USA, N.A.Aug 2008 to May 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2016
State registrations
Registered as an investment adviser representative in 21 states (AK, AL, DC, DE, GA, IA, KS, LA, MD, ME, MN, MT, NC, ND, NE, NM, NY, PR, TX, UT, VI).
HSBC Securities (USA) Inc.
$3.8BAssets managed
12,108Clients
373Advisers
21 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6368739
- Firm CRD
- 19585