Neil Roy Tjon hing
Investment adviser representative at 49 Financial
12 yearsExperience
1 stateRegistered in
$1.4BFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Oakwood Capital Securities, Inc.Aug 2024 to now
- 49 FinancialJan 2023 to now
- 49 Wealth Management LLCJan 2023 to now
- Thrivent Advisor Network, LLCJun 2020 to Dec 2022
- Purshe Kaplan Sterling InvestmentsApr 2020 to Jul 2024
- AXA Advisors LLCDec 2014 to Apr 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2020
State registrations
Registered as an investment adviser representative in 1 state (TX).
49 Financial
Legal name: 49 Wealth Management, LLC
$1.4BAssets managed
3,839Clients
141Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6368199
- Firm CRD
- 319484