Katheryn Ann Jones
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
19 yearsExperience
3 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
19 years in the industry.
- Bank of America, N.A.May 2021 to now
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 2021 to now
- Gm Advisory GroupJul 2019 to Apr 2021
- Goldman Sachs & Co. LLCOct 2017 to Jul 2019
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJul 2014 to Sep 2017
- Ellis & EllisJul 2007 to Sep 2017
Exams passed
- Series 66 · Uniform Combined State Law2016
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 3 states (CT, NY, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6367917
- Firm CRD
- 7691