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Christopher Shields Gluckman

Investment adviser representative at Capital Client Group, Inc.
11 yearsExperience
1 stateRegistered in
$0Firm assets
13 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Other

Experience

11 years in the industry.

  1. Capital Client Group, Inc.Jul 2025 to now
  2. Capital Group / Capital Client Group, Inc.Apr 2025 to now
  3. Brookfield Asset Mgmt/brookfield Oaktree Wealth Solutions LLCSep 2022 to Apr 2025
  4. Fiducient AdvisorsAug 2018 to Sep 2022
  5. UnemployedApr 2018 to Aug 2018
  6. Tjm Investments LLCMay 2017 to Apr 2018
  7. Northern TrustNov 2015 to May 2017

Exams passed

  • Series 63 · Uniform Securities Agent State Law2023
  • Series 66 · Uniform Combined State Law2025

State registrations

Registered as an investment adviser representative in 1 state (IL).

Capital Client Group, Inc.

$0Assets managed
0Clients
606Advisers
13 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6367805
Firm CRD
6247
Advisor's SEC record (opens in a new tab)
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