Pamela Pena
Investment adviser representative at Sequoia Financial Group, L.L.C.
11 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$32.2BFirm assets
Are you Pamela Pena? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlySubscriptionFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Sequoia Financial Group, L.L.C.Jul 2023 to now
- Fisher InvestmentsOct 2021 to Jun 2023
- U.S. Bancorp Investments, Inc.Nov 2019 to Oct 2021
- Cetera Advisor Networks LLCJan 2017 to Nov 2019
- LPL Financial, LLCJun 2015 to Jan 2017
- Carson Wealth ManagementJan 2015 to Jan 2017
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 1 state (SC).
Sequoia Financial Group, L.L.C.
Legal name: Sequoia Financial Advisors, L.L.C.
$32.2BAssets managed
11,218Clients
252Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6366506
- Firm CRD
- 117756