Shawn Michael O'brien
Investment adviser representative at LPL Financial LLC
12 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
Are you Shawn Michael O'brien? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
12 years in the industry.
- LPL Financial LLCSep 2025 to now
- Wells Fargo Clearing ServicesJun 2023 to Sep 2025
- Wells Fargo Bank, N. A.Aug 2022 to Sep 2025
- Foreside Financial Services, LLCJul 2022 to Aug 2022
- Stepstone Conversus, LLCJun 2022 to Aug 2022
- Mutual of Omaha Insurance CompanyMar 2021 to May 2022
- Mutual of Omaha Investment ServicesMar 2021 to May 2022
- Wells Fargo Clearing Services, LLCNov 2016 to Mar 2021
- Wells Fargo Advisors, LLCJun 2014 to Nov 2016
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 2 states (NC, SC).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6365516
- Firm CRD
- 6413