John Lewis Smallwood
Investment adviser representative at Smallwood Wealth Management
12 yearsExperience
2 statesRegistered in
$339MFirm assets
9 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
12 years in the industry.
- Regulus Financial Group, LLCFeb 2025 to now
- Smallwood Wealth ManagementApr 2023 to now
- Smallwood Wealth Investment ManagementApr 2023 to now
- Pks InvestmentsJun 2023 to Feb 2025
- Fs InvestmentsAug 2018 to Mar 2023
- University of PennsylvaniaAug 2014 to Aug 2018
Exams passed
- Series 66 · Uniform Combined State Law2023
State registrations
Registered as an investment adviser representative in 2 states (NJ, PA).
Smallwood Wealth Management
Legal name: Smallwood Wealth Investment Management, LLC
$339MAssets managed
458Clients
6Advisers
9 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6363472
- Firm CRD
- 288663