Daniel Prichard
Investment adviser representative at RBC Capital Markets, LLC
11 yearsExperience
1 stateRegistered in
$310.4BFirm assets
49 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- City National BankDec 2024 to now
- RBC Capital Markets, LLCAug 2024 to now
- Self EmployedNov 2023 to Aug 2024
- El Capitan AdvisorsAug 2022 to Nov 2023
- Full-time EducationAug 2021 to Aug 2022
- FiservJun 2021 to Aug 2021
- Full-time EducationJul 2020 to Jun 2021
- Kayne Anderson RudnickDec 2015 to Jul 2020
Exams passed
- Series 66 · Uniform Combined State Law2024
State registrations
Registered as an investment adviser representative in 1 state (CA).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6357182
- Firm CRD
- 31194