Kevin Michael Phinney
Investment adviser representative at Principal Securities, Inc.
7 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$17BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Principal Securities, Inc.Nov 2017 to now
- Principal Life Insurance CompanyNov 2017 to now
- Fulcrum Capital PartnersJun 2022 to Aug 2023
- Arc of Union/cabarrusJul 2017 to Nov 2017
- Foresters Financial ServicesOct 2016 to Nov 2017
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law2014
- Series 65 · Uniform Investment Adviser Law2017
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Principal Securities, Inc.
$17BAssets managed
51,941Clients
1,464Advisers
28 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6352686
- Firm CRD
- 1137