Stephen Kleiman
Investment adviser representative at RBC Rochdale, LLC
10 yearsExperience
41 statesRegistered in
$73BFirm assets
40 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
10 years in the industry.
- RBC Rochdale, LLCFeb 2021 to now
- City National RochdaleNov 2020 to now
- UnemployedJun 2020 to Oct 2020
- Fordham University, Gabelli School of BusinessAug 2018 to May 2020
- Morgan StanleyJan 2016 to Jul 2018
Exams passed
- Series 66 · Uniform Combined State Law2021
State registrations
Registered as an investment adviser representative in 41 states (AK, AL, AR, AZ, CO, CT, DE, GA, HI, IA, ID, IL, KS, KY, LA, ME, MI, MN, MO, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TX, UT, VA, VI, WA, WI, WY).
RBC Rochdale, LLC
$73BAssets managed
17,054Clients
119Advisers
40 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6352671
- Firm CRD
- 117198