Lauren Anne Heiman
Investment adviser representative at Allworth Financial, L.P.
14 yearsExperience
1 stateRegistered in
$33.6BFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
14 years in the industry.
- Allworth Financial, L.P.Jul 2022 to now
- Aw SecuritiesJul 2022 to now
- Wayland Cohocton Central SchoolJun 2012 to now
- Private Client ServicesJan 2021 to Jun 2022
- Securities America, Inc.Sep 2020 to Dec 2020
- Securities Service Network, Inc.Jun 2015 to Sep 2020
- Muchler Financial ServicesJun 2014 to Jul 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law2015
- Series 65 · Uniform Investment Adviser Law2024
State registrations
Registered as an investment adviser representative in 1 state (NY).
Allworth Financial, L.P.
$33.6BAssets managed
29,297Clients
319Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6351944
- Firm CRD
- 111167