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Christopher Vining

Investment adviser representative at Empire Financial Management Company, LLC
12 yearsExperience
1 stateRegistered in
$706MFirm assets
10 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsCommissions

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management

Experience

12 years in the industry.

  1. Empire Financial Management Company, LLCMay 2016 to now
  2. Empire Asset Management CompanyMay 2016 to now
  3. New World Bistro BarOct 2014 to Jan 2020

Exams passed

  • Series 65 · Uniform Investment Adviser Law2013
  • Series 63 · Uniform Securities Agent State Law2013

State registrations

Registered as an investment adviser representative in 1 state (NY).

Empire Financial Management Company, LLC

$706MAssets managed
983Clients
9Advisers
10 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
6350413
Firm CRD
146097
Advisor's SEC record (opens in a new tab)
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