Nathan Sumner
Investment adviser representative at LPL Financial LLC
14 yearsExperience
3 statesRegistered in
CFP® certificationDesignation
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- LPL Financial LLCJul 2021 to now
- Whiskey UniversityMar 2021 to now
- Fpa of Colorado/foundation for Financial PlanningAug 2020 to now
- Rocky Mountain Society of Financial Services ProsSep 2019 to now
- Sumner Enterprises LLCMar 2015 to now
- Various Insurance Carriers for W&r Insurance AgenciesOct 2014 to now
- Waddell & Reed, IncJun 2014 to now
- Vail ResortsNov 2012 to now
- Denver Rotary Club of StapletonJul 2016 to Jun 2019
Designations
- CFP® certification
Exams passed
- Series 66 · Uniform Combined State Law2014
State registrations
Registered as an investment adviser representative in 3 states (CO, TX, WY).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 6350143
- Firm CRD
- 6413